Trainee stockbroker job description

The information on this page will address some commonly asked questions, and help point you in the right direction. The Professional Stockbrokers Program is designed for stockbroking advisers and investment banking professionals.

It is Australia's only professional qualification for securities and financial market participants.

What are the Education Requirements for Becoming a Stock Broker?

Graduates will develop detailed knowledge of the securities and derivatives industry, gain a broad understanding of the finance and investment sector and the products that are integral to it. The Professional Stockbrokers Program is made up of a mandatory 'Core' Accreditation and one 'Elective' Accreditation. Advisers providing general or personal advice to retail clients, are required to meet minimum educational and Continuing Professional Development CPD requirements under Regulatory Guide RG It is important to note that before giving advice, you need to become an Authorised Representative of an Australian Financial Services Licence AFSL holder.

The AFSL holder will review your qualifications, and they determine whether you are 'compliant', and will set out the areas of advice you are able to provide under their AFSL. The Stockbrokers And Financial Advisers Association of Australia's accreditation courses in the Professional Stockbrokers Program, meet educational requirements under RG as described in the course information. A number of professional development activities to assist people meet their CPD requirements are also available.

You may like to review the careers pages of any potential employers as part of your research. The following link to the ASX 'Find a Broker' page, provides links to the websites of a number of Stockbroking firms http: Find out more about our In-House and Bespoke Training.

3 Ways to Buy Stock Without a Broker - wikiHow

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Workshops for New to Industry. About the Stockbrokers And Financial Advisers Association.

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Education Overview Become a Stockbroker Accreditation Accreditation Overview Professional Stockbrokers Program ASIC RG Core 1: Workshops Overview Cyber Resilience Portfolio Construction Introductory Series Professional Development Series RE Series Preparatory Workshops Upcoming Workshops.

CPD Hours Overview CPD FAQs.

Are you looking to start a career in stockbroking? What course should I do? Do I need to be RG Compliant? Where can I look for work?